Synergistic infrastructure for Advisors and their teams.

Why APEX Strategic Wealth?

APEX Strategic Wealth works with independent and independence-seeking Advisors to provide the structure and support needed to run a financial planning practice. Leveraging our strategic partnerships, ASW, provides Advisors and their teams with the tools to manage, maintain, and grow their book of business.

At APEX, we have created unique synergy in how we interact with the various layers of our business. We assist Advisors in leveraging that synergy as it pertains to business operations and compliance, custodial interface, technology, professional partnerships, and business planning.

Because APEX was created by Advisors and industry professionals who understand the unique challenges professionals in our industry face, Advisors will find solutions that support them in every aspect of the career. From strategic planning to providing Advisors with efficient business practices to serve their clients, ASW is committed to ensuring Advisors’ clients are working with a professional who has their long-term, best interest in mind.

Advisor Services:

 
 
 
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Essentials

We provide you a solid foundation; covering compliance and technology needs to become independent.

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Operations

Operational and administrative support to help streamline your practice; thus, allowing more time with clients.

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Finance

In-house CPA firm which supports all aspects of financial management for your practice.

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Growth

Select from a variety of services and expand your brand.

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Consulting

Understand your practice through benchmarking, partner with strategy, and assist in implementation.

 

Our Unique Offerings:

  • Competitive pricing structures & Advisor Payouts

  • Option for autonomy & self-branding as a member of ASW

  • Access to investment portfolio models and research

  • Dedicated Transition team

  • Customized FinTech packages*: Includes billing & CRM

  • Choice of custodial relationship

  • Experienced service and operations teams*

  • Regulatory and Compliance oversight

  • Client Billing*

  • Access to “preferred” CPA & Attorney network

  • Client Financial Planning preparation*

  • Annual business consultation with ASW’s Senior Leadership

  • Business Marketing consultation*

*Certain offerings may be subject to your affiliation model*

 

You are under no obligation to use the services of any of the "preferred" entities shown, and may choose any qualified professional to provide tax, CPA, or legal services described above. These entities and their services are not affiliated with LPL Financial and Apex Strategic Wealth. LPL Financial does not offer tax advice, tax preparation services, or legal services.